Emplois de Compliance Officer | Glassdoor.ca
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Emplois de Compliance Officer

641  emplois

  • 3,7
    CI Financial – Toronto
    POPULAIRE
    are currently seeking a ComplianceOfficer, Complaints and Investigations to join our AWM Compliance team. In this role, the successful… diverse group of financial services firms. POSITION: ComplianceOfficer, Complaints and Investigations LOCATION: Toronto (M5J…
  • 2,2
    Agriculture Financial Services (AFSC) – Lacombe
    NOUVEAU
    our 46 offices located throughout Alberta. Responsibilities: Reporting to the Compliance Manager, the Compliance Officer… annual compliance risk management program. To facilitate the operationalization of this program, the ComplianceOfficer will work…
  • 3,7
    CI Financial – Toronto
    Il y a 10 jours 10 j
    OVERVIEW We are currently seeking a ComplianceOfficer, Branch Audit to join our Compliance team. In this role, the successful… billion in total assets at August 31, 2016. POSITION: ComplianceOfficer, Branch Audit LOCATION: Toronto (M5J 0A3) STATUS: Full-time…
  • 3,1
    BMO Harris Bank – Toronto
    POPULAIRE
    Burns including compliance monitoring and testing, through the branch review process. The ComplianceOfficer, Branch Audit will… . The ComplianceOfficer also provides education, guidance and support to our business partners in regards to compliance related…
  • 5,0
    R.W. Tomlinson – Ottawa
    NOUVEAU
    Tomlinson is currently seeking a ComplianceOfficer, this person would be responsible for ensuring all companies are meeting… meeting the legislated requirements from MTO concerning CVOR compliance. RESPONSIBILITIES Conduct training for all CVOR…
  • 3,4
    Robert Half Finance & Accounting – Toronto
    NOUVEAU
    Attention all proven complianceofficers! Are you a qualified compliance person (CSI courses-CSC, CPH, BMG) with demonstrated… MFDA guidelines, handling multiple facets of the overall compliance function?? Are you TIRED of doing the long trek to downtown…
  • 3,0
    Harris Bankcorp – Toronto
    Il y a 6 jours 6 j
    Burns including compliance monitoring and testing, through the branch review process. The ComplianceOfficer, Branch Audit will… . The ComplianceOfficer also provides education, guidance and support to our business partners in regards to compliance related…
  • 3,6
    BMO Financial Group – Toronto
    NOUVEAU
    The Senior ComplianceOfficer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance risk framework… Senior ComplianceOfficer maintains current knowledge of regulatory requirements and developments, current leading compliance risk…
  • 3,7
    iA Financial Group – Montréal
    aujourd'hui 8 h
    requests made by the Compliance Department Providing support to branch managers in areas related to compliance Preparing reports… Description Under the responsibility of the Director of Compliance - Retail, the incumbent must be a licensed IIROC supervisor…
  • 2,9
    Mitsubishi UFJ Financial Group – Halifax
    Il y a 18 jours 18 j
    Position ComplianceOfficer Department Compliance Location Halifax Legal Entity MUFG Fund Services (Halifax) Limited… required; Enhance AML reporting to the Chief ComplianceOfficer (CCO), the Compliance Committee, Board of Directors and Senior Management…
  • 3,2
    Canadian Nuclear Laboratories – Chalk River
    Il y a 10 jours 10 j
    , the HWP MO requires a ComplianceOfficer to join forces with the HWP MO Team. The ComplianceOfficer will work under the direction… under the PHAI. The ComplianceOfficer will also coordinate and interact with the CNL corporate compliance programs (HSSE&Q) on…
  • 3,4
    Credential Financial – Vancouver
    Il y a 27 jours 27 j
    We are looking for a ComplianceOfficer who will ensure that all the companies of Credential Financial Inc. (Credential Securities… Credential Financial Strategies Inc.) comply with Head Office Sales Compliance regulatory requirements mandated by the securities…
  • 3,7
    MFDA (Mutual Fund Dealers Association) – Toronto
    Candidature simplifiée
    Il y a 20 jours 20 j
    promoting investor confidence. ComplianceOfficer (Toronto Office) As a ComplianceOfficer, you will be responsible for… determine compliance with MFDA requirements. Education/ Experience: 2-3 years in a compliance, regulatory or…
  • 3,1
    BMO Harris Bank – Toronto
    aujourd'hui 11 h
    and monthly basis. ComplianceOfficer will also provide training and support for the other complianceofficers as well as provide… MANDATE The ComplianceOfficer is to aid in executing the management of all regulatory compliance and risk management…
  • 3,0
    Harris Bankcorp – Toronto
    NOUVEAU
    and monthly basis. ComplianceOfficer will also provide training and support for the other complianceofficers as well as provide… MANDATE The ComplianceOfficer is to aid in executing the management of all regulatory compliance and risk management…
  • 3,9
    MD Financial Management Inc. – Ottawa
    Il y a 13 jours 13 j
    Title: Compliance Coordinator Reports to: Lead, Compliance Programs Term: 6 months Summary: The Compliance Coordinator… Coordinator position supports Compliance initiatives across all MDFM subsidiaries related, but not limited to: Taxation, Anti-Money…
  • 3,7
    J.P. Morgan – Toronto
    aujourd'hui 9 h
    The Institutional ComplianceOfficer is accountable for supporting the Canadian in-country Compliance Program for JPMorganChase… and support the Canada Chief ComplianceOfficer (CCO) and Canada Chief Anti-Money Laundering Officer (CAMLO) in enhancing the Canadian…
  • 3,7
    CI Financial – Toronto
    NOUVEAU
    is expected to assist the Chief ComplianceOfficer in the oversight of the regulatory Compliance program for the Investment Fund… provide a range of Compliance support services to Sales, Marketing, Institutional business and back-office operations. WHAT…
  • 2,4
    Tweed – Smiths Falls
    Il y a 23 jours 23 j
    operating procedures Perform Quality Management System compliance audits and determine system improvements. Assist in writing…
  • 3,4
    Wheels, Inc. – Mississauga
    Il y a 19 jours 19 j
    Provide backup phone support to the Compliance response team Provide back up support to the Compliance Team Collaborate with team members… Monitor in process transactions and execute follow up to ensure compliance Maintain outbound driver/fleet/vendor correspondence to reflect…
  • 3,4
    Global RESP Corporation – Richmond Hill
    NOUVEAU
    Hill, ON. Position: ComplianceOfficer Department: Compliance Reports to: Chief ComplianceOfficer (CCO) GMII is a young… of the ComplianceOfficer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance with regulatory…
  • 3,7
    Canada Drives – Vancouver
    Il y a 5 jours 5 j
    the Burrard skytrain station. Position: Full-Time Call Compliance Auditor (Sales Department) What you’ll be doing: You… You will be reviewing sales calls to validate proper compliance for all sales handling procedures such as adherence to sales training…
  • 3,7
    Manulife – Toronto
    Il y a 13 jours 13 j
    the Manager Investment Compliance, the ComplianceOfficer is responsible for responding to compliance inquiries from the business… the Manager and Chief ComplianceOfficer. Cross-train and provide back-up to other ComplianceOfficers as required.…
  • 4,6
    Brookfield Renewable – Gatineau
    POPULAIRE
    supporting the legal and compliance staff on all aspects of legal document preparation and general office procedures. In addition… Microsoft Office Suite (Word, Excel, PowerPoint, Outlook, SharePoint and Access); College degree or diploma in Office Administration…
  • 4,5
    SAP – Toronto
    Il y a 4 jours 4 j
      PURPOSE AND OBJECTIVES    The Legal Compliance & Integrity Office (LCIO) is a part of the Global Finance & Administration… Provide compliance advice on Compliance matters relating to SAP’s North American entities and ensure compliance principles…
  • 3,7
    TD Bank – Toronto
    NOUVEAU
    into the Senior Manager, TD Compliance Academy & Training, the Senior ComplianceOfficer – TD Compliance Academy & Training will work… Auto req ID 181496BR Job Title Senior ComplianceOfficer – TD Compliance Academy & Training Report Location Toronto (95…
  • 3,6
    Equitable Bank – Toronto
    Il y a 9 jours 9 j
    Job Title: ComplianceOfficer – AML Analyst Department: Compliance Reports To: Manager, AML Purpose of Job The AML… and monitoring of effective controls. The ComplianceOfficer – AML Analyst’s role is a multi-faceted one as responsibilities include…
  • 4,3
    Harris Computer Systems – Ottawa
    Il y a 5 jours 5 j
    Sales Tax and ComplianceOfficer to work closely with fellow Sales Tax Officers and the Manager, Sales Tax and Compliance in providing… internal controls to minimize compliance or audit issues. Verify data integrity and compliance through consistent monitoring…
  • 3,5
    Irdeto – Ottawa
    NOUVEAU
    this role you will: Act as the Functional Safety ComplianceOfficer for the Cloakware product line Analyze impact of ISO26262… Functional Safety Assess regulatory compliance Assess functional safety compliance Conduct reviews with product teams to…
  • 3,9
    MD Financial Management Inc. – Ottawa
    Il y a 6 jours 6 j
    and analysis of key risk indicators to Compliance management, Chief ComplianceOfficer (CCO) and the senior management teams of… Summary: Support the Lead, Compliance Programs in coordinating the business conduct compliance program associated with MD Insurance…
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