Emplois de Compliance Officer | Glassdoor.ca
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Emplois de Compliance Officer

641 Jobs

  • 3,7
    Canada Drives – Vancouver
    Il y a 9 jours 9 j
    the Burrard skytrain station. Position: Full-Time Call Compliance Auditor (Sales Department) What you’ll be doing: You… You will be reviewing sales calls to validate proper compliance for all sales handling procedures such as adherence to sales training…
  • 3,8
    CI Financial – Toronto
    Il y a 12 jours 12 j
    OVERVIEW We are currently seeking a ComplianceOfficer, Branch Audit to join our Compliance team. In this role, the successful… billion in total assets at August 31, 2016. POSITION: ComplianceOfficer, Branch Audit LOCATION: Toronto (M5J 0A3) STATUS: Full-time…
  • 3,7
    Government of Canada – Kitchener
    NOUVEAU
    browser. Collections Contact Officer, Trust Accounts ComplianceOfficer / Non-Filer Officer Date modified: 2017-03-09…
  • 3,8
    CI Financial – Toronto
    Il y a 12 jours 12 j
    are currently seeking a ComplianceOfficer, Complaints and Investigations to join our AWM Compliance team. In this role, the successful… diverse group of financial services firms. POSITION: ComplianceOfficer, Complaints and Investigations LOCATION: Toronto (M5J…
  • 3,6
    UBS – Toronto
    Il y a 19 jours 19 j
    control and monitor compliance related risks. Complete control self assessments and testing plans. Report compliance deficiencies and… in the development of compliance policies, guidelines and standards and provide guidance on compliance requirements. Monitor…
  • 3,6
    Citi – Toronto
    NOUVEAU
    careers of meaning and impact. Our Compliance team is currently seeking an AML ComplianceOfficer. Position Summary: This position… and deliverables to the Citi Canada Country ComplianceOffice and global Compliance groups as required. Maintain and update as…
  • 3,7
    iA Financial Group – Montréal
    NOUVEAU
    requests made by the Compliance Department Providing support to branch managers in areas related to compliance Preparing reports… Description Under the responsibility of the Director of Compliance - Retail, the incumbent must be a licensed IIROC supervisor…
  • 3,1
    BMO Harris Bank – Toronto
    Il y a 10 jours 10 j
    Senior ComplianceOfficer-1700015013 Description The Compliance Management Professional, LCCG assists the Compliance management… activities to ensure that the Compliance Program remains current and is aligned with the Enterprise-wide Compliance Program. The role…
  • 3,2
    Mylan Inc – Etobicoke
    Il y a 22 jours 22 j
    activities of the Mylan compliance program. Implement various global initiatives of Mylan’s Office of Global Compliance program. Counsel… , in close collaboration with the North America Chief ComplianceOfficer and responsible business and function leaders (e.g. Legal…
  • 3,7
    Government of Canada – Calgary
    Il y a 7 jours 7 j
    business and/or economic development activities; Determining compliance with contract terms and conditions; Working in the aerospace… Business Officer Reference number: WCO17J-015328-000150 Selection process number: 17-WCO-EA-EDM-721 Western Economic…
  • 3,1
    Foresters Financial – Toronto
    NOUVEAU
    up of compliance issues with senior business leaders. Escalates and reports to the AVP, Divisional ComplianceOfficer on business… potential or existing compliance issues. Excellent computer skills with superior knowledge of MS Office, including Word, Excel…
  • 2,1
    Worker's Compensation Board of Manitoba – Winnipeg
    Il y a 8 jours 8 j
    Job Summary: The ComplianceOfficer I performs both (1) preliminary compliance reviews and investigations to make… Competition No. 17-64 Job Title ComplianceOfficer I Job Type Permanent, Full-time…
  • 3,6
    David Aplin Group – Winnipeg
    Il y a 5 jours 5 j
    Companies, has partnered with our client to recruit for a Compliance Coordinator. The Role: Assist with client complaints… with managed account administration Maintain files and compliance-related records Assist with scheduling and organizing meeting…
  • 3,6
    Manulife – Toronto
    POPULAIRE
    resolve the problem or escalate to the Compliance Director and/or Chief ComplianceOfficer, Institutional. Investigate privacy… with the Privacy Officer to provide advice and direction on incident management. Respond to complex compliance inquiries from…
  • 3,6
    Robert Half Finance & Accounting – Toronto
    NOUVEAU
    Toronto Core as a Senior ComplianceOfficer. Reporting directly to the CCO, the Senior ComplianceOfficer will handle a variety of… Trade Desk Compliance and Surveillance, Registration and Regulatory liaison, account reviews (brokers, clients), Head Office Supervision…
  • 2,9
    Airport Terminal Services – Winnipeg
    NOUVEAU
    recommendations for policies and procedures manuals. Insures station compliance with established company safety policies and procedures.… reporting and trend analysis at station level. Ensures CCOSHA compliance. Performs ad hoc station training as needed. Maintains information…
  • 3,7
    Government of Canada – Ottawa
    NOUVEAU
    Commission. Experience in examining legal documents to ensure compliance. Experience in applying and interpreting procedures and… Registry Officer Reference number: SUC17J-015490-000208 Selection process number: 17-SUC-EA-2014 Office of the Registrar…
  • Leede Financial Markets – Vancouver
    Candidature simplifiée
    Il y a 1 jours 13 h
    ComplianceOfficer, Vancouver Office Position: ComplianceOfficer Location: Vancouver Position Description Reporting… Reporting to the Chief ComplianceOfficer, you will be primarily responsible for monitoring retail account activity. You will be…
  • 3,4
    Citibank – Toronto
    Il y a 1 jours 16 h
    careers of meaning and impact. Our Compliance team is currently seeking an AML ComplianceOfficer. Position Summary: This position… and deliverables to the Citi Canada Country ComplianceOffice and global Compliance groups as required. Maintain and update as…
  • 3,7
    J.P. Morgan – Toronto
    Il y a 15 jours 15 j
    necessary compliance requirements. The role will directly report to the Chief Anti-Money Laundering ComplianceOfficer (CAMLO)… http://www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 3,7
    Government of Canada – Moose Jaw
    NOUVEAU
    To wear and/or utilize necessary clothing or equipment in compliance with safety regulations. Candidates must meet these conditions… Technical Services Officer / Technical Operations Officer Reference number: DND17J-011205-000226 Selection process number…
  • 3,8
    SASKATCHEWAN INDIAN GAMING AUTHORITY – Saskatoon
    Il y a 10 jours 10 j
    Controller, the ComplianceOfficer will be responsible for the overall management and administration of SIGA's FINTRAC Compliance program… ComplianceOfficer Sharing Success... through the provision of superior gaming operations services. With gross revenues in…
  • 3,8
    Capital One – Toronto
    Il y a 28 jours 28 j
    change banking for good. Senior Associate, Compliance Senior Associate, Compliance Advisory At Capital One, we march to a… relevant meetings; Assessing Issues in PRIME; and Providing compliance support to any upcoming initiatives Provide back-up…
  • 3,4
    Global RESP Corporation – Richmond Hill
    Il y a 4 jours 4 j
    Hill, ON. Position: ComplianceOfficer Department: Compliance Reports to: Chief ComplianceOfficer (CCO) GMII is a young… Hill, ON. Position: ComplianceOfficer Department: Compliance Reports to: Chief ComplianceOfficer (CCO) GMII is a young…
  • 5,0
    Miles – Vancouver
    Candidature simplifiée
    Il y a 16 jours 16 j
    globally! As the ComplianceOfficer, you will: Create and maintain a sound and comprehensive compliance system Develop… update Compliance statues, rules and regulations Complete assigned Compliance reviews Identify and monitor Compliance deviations…
  • 3,8
    RBC – Toronto
    Il y a 1 jours 15 h
    Heads and Business Heads to provide compliance updates and escalate risks and compliance issues, as required. Prepare quarterly… What is the opportunity? In this role, you will lead compliance-related special projects, as assigned by the Director of Advisory…
  • 3,0
    Questrade – Toronto
    POPULAIRE
    Chief ComplianceOfficer into this? The purpose of the Deputy Chief ComplianceOfficer is to assist Chief Compliance Officer… Chief ComplianceOfficer at Questrade? The Deputy Chief ComplianceOfficer will lead and manage a group of Compliance staff…
  • 3,1
    BMO Harris Bank – Toronto
    Il y a 1 jours 1 j
    NBSL RCO partners with the NBSL ComplianceOffice and PCD National Office in regards to compliance related matters. Key Accountabilities… Advisor Managed Products, the NBSL Regional ComplianceOfficer (“RCO”) will provide compliance support to NBSL designated branches and…
  • 2,9
    ATS (Airport Terminal Services) – Winnipeg
    NOUVEAU
    for policies and procedures manuals. · Insures station compliance with established company safety policies and procedures.… reporting and trend analysis at station level. · Ensures CCOSHA compliance. · Performs ad hoc station training as needed. · Maintains…
  • 3,7
    Government of Canada – Canada
    Il y a 1 jours 1 j
    traffic to ensure that vessels entering Canadian waters are in compliance with Canadian Acts and Regulations. The job is challenging… Traffic Services Officer Training Phase I can be found at: http://www.ccg-gcc.gc.ca/College-and-Careers/MCTS-Officer Would you…
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